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Projects in Australia and New Zealand
July 2003 • Issue No. 56 • Volume XVIII • Number 2
Industry and Mining
Hydrology of Final Void and Spoil Catchments
By Brad Tite, Brisbane, Queensland +61 7 3218 2259, btite@pb.com.au
A major research study was undertaken to formulate a practical method of predicting the long-term hydrology and water quality of final void-spoil systems based on computer modelling and field monitoring. This project has potential enormous benefit to the mining industry in both on-site planning of final landforms for void-spoil systems and gaining regulatory approvals.

Open-cut coal-mining operations typically start with the excavation of a box cut to expose the coal seam. Mining then proceeds down dip following the coal with overburden (spoil) being progressively dumped in spoil piles onto the floor of the previously mined areas (in-pit dumping). As the coal seam dips deeper, it ultimately becomes no longer economical to mine any further. A final void is then left at the limit of mining. The spoil piles are then reshaped and rehabilitated to form the catchments which direct storm runoff into the final void.

The characteristics of open-cut spoil heaps result in a distinctive hydrology. These characteristics can be classified into two main groups:

  • Spoil materials. Spoil materials that contain fresh sedimentary or basalt sequences will have a different hydrology and quality compared to natural surface materials (soils).
  • Spoil structure. The spoil structure is a consequence of the methods used for placing and reshaping spoil and topsoil.

Several major research studies were carried out in collaborative programs funded by the coal mining industry to develop objective, reliable and practical methods for simulating the hydrological behaviour of spoil-void systems (Figure 1). Among them was the 3-year-long ACARP (Australian Coal Association Research Projects) Project C7007 on the hydrology and water quality of final spoil-void systems.

Our role in this project included:

  • Formulation of a data monitoring system
  • Collection of field data
  • Evaluation of a range of instrument types
  • Review of current research
  • Mathematical modelling of hydrologic processes
  • Preparation of a hydrologic model parameter database
  • Preparation of site specific hydrologic models
  • Presentation of study findings to the mining industry and regulators.

The findings of this research are presented in this article along with comments on aspects of the project that were done well and those that could have been done better.


Figure 1: Spoil alongside void at Moura in the Bowen Basin, central Queensland

Overview of ACARP Project C7007

The key objectives of ACARP Project C7007 were to:

  • Establish reliable procedures for predicting the hydrology and water quality of final spoil-void systems based on computer modelling and field monitoring
  • Validate those procedures scientifically by refining an existing prototype computer model and performing model calibration on a network of eight monitored and sampled test sites1 that represented a wide range of spoil and catchment types. The catchments varied in size from 15 hectares to 250 hectares (38 acres to 625 acres).
  • Use those procedures to predict the probability of discharge from voids over long timeframes.

Monitoring of the eight sites included taking measurements of rainfall and other meteorological data spoil catchment runoff, piezometric heads at the base of spoil piles, and void and pond water levels.

We used mathematical modelling to acquire an understanding of some of the hydrological processes and to develop simplified relationships suitable for practical modelling. A prototype daily water-balance model of spoil-void systems called the Spoil Hydrology Lumped Parameter Model (SHLPM) was developed as an outcome of a special research project funded by BHP Coal. BHP Coal has agreed to its licence-free release.


Figure 2: Typical cross-section of void and spoil

Figure 3: Cut-throat flume, South Blackwater in the Bowen Basin, central Queensland

The SHLPM was developed to assess the long-term hydrological responses of spoil-void systems for open-cut coal mines (Figure 2). It was designed for situations where the general objective is containment within the void of all water reporting to the void.

SHLPM uses daily rainfalls to predict runoff and deep recharge from surface subareas and to route them to the appropriate destinations, including large surface ponds, the void, the natural drainage system and the saturated region at the spoil base. Evaporation losses from the spoil, ponds and the void are taken into account. Other exchanges, such as flows between the void and the spoil or between the void and the natural groundwater system, are included in the modelling. In carrying out the ACARP project, we effectively validated SHLPM as an appropriate tool for hydrologic modelling of final spoil-void systems.

SHLPM Parameter Calibration

Simple spreadsheet models were developed to obtain estimates for the catchment-specific parameters required in SHLPM. This was done for each of the monitoring site catchments using the information gathered during the project’s field data collection program.

While the general concept adopted for formulating the spreadsheet models was essentially the same for all situations, minor variations existed between the model used for the ponds and voids and the model used for the flumes (Figure 3). The difference between models was related to output in terms of whether:

  • Runoff volumes were required as the only model output (flume model)
  • Pond/void water-level variations were also required as model output (pond and void model).

The basic principles behind the spreadsheet models involved determining a daily water balance for the catchment considering the rainfall inputs, evaporation losses, soil moisture storage and amount of runoff. We assumed initially that each monitored catchment was homogeneous in nature and could be effectively modelled with a single soil-storage-capacity parameter. This model assumed that the upper storage capacity of the catchment’s soil was equivalent to the depth of a single bucket. When rainfall inputs exceeded evaporation losses, the bucket filled. When the bucket capacity was exceeded, catchment runoff was deemed to commence.

The results we obtained indicated that the single-bucket approach could not accurately reproduce the hydrologic responses that were observed during both small runoff events and large runoff events. It became apparent that a more refined approach using multiple buckets to model the catchment could achieve a much better all-round calibration.

A spreadsheet configuration allowing the definition of up to three upper storage zones (three buckets) was selected on the basis that a very good match between observed and modelled results was obtained. The relative proportions of the total catchment area assigned to each bucket could be altered during the calibration if necessary to achieve a better overall fit.

The calibration procedure involved selecting model parameters for the smallest size bucket, first by matching the water-level rises for the smaller events. Model parameters were then selected for the middle-size bucket by matching the water-level rises for the moderate events and for the largest bucket by matching the water-level rises for the large events. The results obtained indicated that a much better calibration could be achieved when compared to the single-bucket model and that matches to both small and large hydrologic responses were possible with only a small additional effort being required in the calibration.

We prepared a database of calibrated SHLPM parameters that described parameter variation due to different mine site location, methods of spoil placement, level of disturbance, degree of vegetation and rehabilitation status. Comparison of the monitoring sites showed that the calibration parameters were not solely dependent on ground type. Some variation will be related to the quality of the data collected at each site, but it must be concluded that other catchment characteristics, such as regional geology, soil type and catchment slope, may also have a significant influence on the calibration parameters.

Preparation of Site SHLPMs

For those spoil-void catchments that had reliable observed water-level data and were previously modelled using spreadsheet hydrologic models, a SHLPM of each catchment was constructed using parameters sourced directly from the modelling. Predicted water-level responses from the SHLPM were then compared to the observed water-level responses to verify that the calibration parameters derived from the spreadsheet modelling remained valid. In all such cases, the SHLPM achieved an acceptable match to the observed water levelswith only minor variations being required to the parameters derived from the spreadsheet modelling as part of the final calibration process.

Calibrations of the SHLPM model to observed water-level data at five mine sites indicated that the hydrologic concepts included in the SHLPM are valid. The modelled flow transfer between the void and the spoil in the SHLPM is in accordance with the observed hydrologic response in the voids investigated during this project. The observed immediate response in the void after rainfall, followed by a delayed response and then a gradual decline that flattened over time, is consistent with the SHLPM modelling concepts for flow exchange between the void and the spoil. It can be concluded that the SHLPM can be used to provide a reliable means of simulating and matching the observed catchment behaviour for spoil-void catchments.

Assessment of the long-term hydrologic response in each of the modelled voids was undertaken by running long-term rainfall records through the SHLPM of each site. Results from these simulations indicated that the time taken to fill a void is variable and depends on the size of the void and the size of the catchment. Modelling of individual spoil-void systems is required to determine the time to fill a specific void. None of the voids that were modelled in this project were overtopped during the long-term simulations.

Water Quality

The influences and history of final void water chemistry can be explained by studying ratios of the major ions. The water chemistry is dominated by salinity. Some water samples have evidence of acid generation followed by neutralisation, with the end result being water of high salinity and indicatively high sulfate.

We prepared a simple mass balance model as part of this project that demonstrates the potential impacts of salt concentrations in surface runoff and saturated base flows on long-term water quality in a void. The model assumes that all losses from the void are due to evaporation, the system is closed (all water is collected by the void, no matter what the source), and the water chemistry is derived by continuous increase in the salt content due to removal of pure water (evaporation).

Evidence shows that continuous, steady declines in water quality do not occur at mine sites. The model is therefore realistic, and could be used if the system meets these simplifying assumptions. Mass balance modelling requires extensive spoil characterisation and leach testing. It parallels the methods used in other countries to predict acid mine drainage. This approach is applicable to coal mines in the Bowen Basin (Collinsville would be the exception) and the Hunter Valley.
The mass balance model does not take different flow volumes into account. Thus, a water balance model, of which SHLPM is an example, may be used to account for solute inputs and outputs via the different flows (buckets) in the system if combined with water chemistry. The disadvantages of this model are that it is parameter-intensive, and it requires some parameters that would be difficult to measure and others that are unlikely to be available while a mine is in a planning or start-up phase.

Equilibrium models are similar to the mass balance model, with the information gained by leach testing being derived by chemical thermodynamic constants and equilibrium chemistry. The approach has promise for predicting final water quality, particularly at data-poor coal mine sites where, during the planning stage, geological and resource estimation data might be all that is available.

These models have been tested and verified and are widely used, including in the coal industry, for prediction of water chemistry. Van Berk and Wisotzky (1994) have used the equilibrium model, PHREEQE, to predict sulfide oxidation potential from brown coal overburden in the Rhineland.

Lessons Learned

Understanding of the hydrologic processes is a vital stage in the prediction of long-term behaviour of final void-spoil systems. This research has determined that accurate long-term predictions of void behaviour can be made using data gathered from relatively short-term monitoring.

It is recommended that every mine seeking final void closure should have a SHLPM of the void-spoil catchment prepared to determine the long-term response of that void. A field monitoring program should be implemented to gather site-specific data for the catchment and appropriate SHLPM parameters can be derived by calibrating the SHLPM to the observed data. Alternatively, appropriate SHLPM parameters can be sourced from the parameter database formulated during this project. It is recognised, however, that SHLPM parameters derived from observed field data at specific sites will provide more accurate results than those obtained using generic parameters from the database.

A major component of ACARP Project C7007 was the collection of field data necessary for the validation of the modelling. As an overall observation, data management during the project was poorly executed and contributed to the limited amount of useful data available for model validation. Experience gained during this study has led to the preparation of guidelines to better manage data collection. A significant finding was that field data should be checked, processed and evaluated as soon as possible after it is collected to ensure that any data errors and inconsistencies are identified at an early stage, providing a more reliable, continuous, long-term data record.

The study found that the reliability of water level monitoring equipment was a major issue. Overall, experience gained in this study indicates that more reliable measurements can be obtained for ponds and voids when the sensor remains fully submerged throughout the entire period of data collection. In addition, more reliable data can be obtained from flumes when the flume design minimises sediment accumulation and when the water level measurements are obtained without the sensor being in contact with the water and sediment.

Further, it is recommended that SHLPM parameters determined for individual mine sites using site-specific field data be incorporated into the parameter database that has been initiated in this research project and be made freely available to the industry.

Benefit to the Industry

The industry benefit of this research is one of licence to operate. Community acceptance of allowing final voids to remain unfilled at the completion of mining will be greatly influenced by the overtopping potential and quality of accumulated water in the void. This project has advanced the selection of model input parameters, improved the validation of models and, therefore, improved the reliability of model predictions.


James Corbett, senior project manager, is a senior environmental engineer and project manager based in PB’s Adelaide office. James joined PB in 1991 and has undertaken a wide variety of engineering and environmental projects, with a particular emphasis on the management of major rehabilitation works.

1 Six of the sites were in Queensland and two were in New South Wales.

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