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Congestion Management
4th Quarter 1998 • Issue No. 43 • Volume XII • Number 3
Overview and Perspectives
Beyond CMS: A Systems Approach to Metropolitan Transportation Operations and Management
By Steve Lockwood, Rockville, MD 1-301-816-1848, lockwoodS@pbworld.com
A dramatic change in the approach to improving transportation service is taking place in larger metropolitan areas around the world. It's called system operation and management.

Today’s transportation industry is placing a higher priority than before on both active operation of the existing network and managing travel demand in real time. As significant new capacity facilities face rising construction costs and impact constraints, infrastructure owners are looking increasingly at new systems concepts to maximize the potential of existing facilities. New tools— advanced traffic detection and surveillance technology, data communication networks and software, traffic control hardware and traveler communication media—redefine the potential of heretofore “fixed infrastructure” to respond to changing service demands and disruptions.

In the U.S., this increased commitment was signaled by the inclusion of “efficient system management and operation” as one of the seven consolidated planning factors required by TEA-21, the new federal transportation legislation. This requirement applies to both statewide and metropolitan planning and clearly focuses infrastructure owners on the mission of providing service, rather than just providing facilities

Changing Demands Require System Management

The importance of system operations and management concepts extends beyond more efficient use of existing infrastructure, primarily because the definition of “poor service” in metropolitan areas is expanding beyond congestion management alone. A broader range of service attributes are becoming more important to today’s travelers, who are part of a knowledge-based society that places a high premium on information, efficiency, convenience, and responsive services. Today’s travelers want transportation systems to provide reliability, safety, security, systems status and navigation information, and convenience, in addition to speed and capacity.

“Unmanaged” systems—representing passive capacity—are imposing significant costs and lost opportunities on infrastructure users and customers, affecting both passengers and the movement of goods. Example problems include:

  • One-half of metropolitan travel delays, which result from slow clearance of incidents (accidents and breakdowns) that interrupt travel
  • Excess circuitry associated with destination searching, which can add 10-15 percent to travel time in central areas.
At the same time, travelers are beginning to reveal their willingness to pay for traffic information, navigation support, guaranteed speed facilities and on-call security services.

System management introduces a way of providing a wide range of new user services that can meet changing user demands. These new services include:

  • A reduction in delay through incident management
  • In-vehicle location and communication features for accident security
  • Navigation and guidance systems including real-time traffic information
  • Lane dedication or preferences for HOVs, trucks or premium service paying customers
  • Directionality or speed controls to increase throughput
  • Traffic signal preemption for transit or emergency vehicles.
These services are the key targets for a new systems-engineering-based strategy that systematically combines intelligent transportation systems technology, advanced intermodal operations, innovative transit systems operation and demand management.

New Type of Planning and Programming Process

Previous congestion management programs have focused metropolitan transportation institutions’ attention on the cost-effectiveness of operations and management improvements. Yet, Congestion Management System (CMS) and Transportation Systems Management (TSM) improvements were treated as one-time, low-cost, capital improvement alternatives to major capital investments within the “set and forget” conventions of traditional long-range capital-intensive facility planning and programming.

Keep in mind, systems operations is not an alternative to major capital improvements. It is an important cross-cutting policy to be applied continuously to all systems and facilities—both existing and new. There is a role for planning and programming in support of operations and management, but the principal focus is on:

  • Maintaining and improving today’s service levels through facility operations in real time on a coordinated basis that is integrated by a regional information/communications framework across facilities, modes and jurisdictions
  • Maximizing informed user choice through the provision of system status information and information on service options
  • Integrating incremental upgrading of the complete range of facility operation and information—based demand management tools in a consistent and interrelated “architecture” that provides a framework for systems management
  • Responding to disruptive incidents through cooperation and coordination across modes and jurisdictions, and with other service providers, such as law enforcement and emergency services, and private partners
  • “Tuning” operations in real time based on feedback to maximize systems performance
  • Serving specific user needs and markets with measurable short-run performance improvements, including preferential and other “value-added” options
  • Leveraging new technology through incremental service upgrades and geographic extensions in an affordable and sustainable strategy.
The basis for developing such systems is a systems engineering process that starts with specific user needs and translates them in into functional specifications and a guiding architecture that can be the foundation for continuous expansion and the upgrading of inter-operable system components. The specific service focus, the performance and feedback basis and the incremental addition of relatively low-cost, small-scale control components to existing infrastructure has little in common with long-range travel forecasts, major construction disruption, environmental impacts and complex capital budgeting that characterizes “major investments.”

The Challenge

Developing such a framework and the operational capacities consistent with it requires a new definition of the mission of infrastructure owners and a hands-on approach to regional transportation improvements, including a commitment to new concepts, new technology and new relationships.

Few state DOTs or local governments have yet fully committed themselves to such a mission; and there are almost no regional entities that are responsible for providing integrated, intermodal transportation facilities and services on a coordinated interjurisdictional basis. Metropolitan planning organizations, for example, rarely have any operating authority and, while a few are playing important leaderships roles, institutional arrangements for seamless, regional systems operation in real time, including the necessary planning and programming, are still being worked out in most areas. A key aspect of integrating these new missions and concepts will be the way they relate to current metropolitan planning and programming processes.

PB’s Role

“Operationalizing” systems operations and management within the traditional transportation planning and programming will require new tools, procedures and institutional arrangements, as well as a readiness to accommodate continuing change. There is a range of challenges to be met. PB has the experience and resources to play an important role in this important evolution.

Note: For previous PB Network articles by Steve, see the Summer '95 issue on ISTEA, #31, pp. 4-5 (Introduction) and pp. 47-48, 58.
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