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Making Better Communities Through Contextual Infrastructure Planning
March 2001 • Issue No. 49 • Volume XVI • Number 1
Contextual Infrastructure Planning and Design
Making Highway Design More Context Sensitive: Key Challenge in the New Millennium
By Hal Kassoff, Washington, D.C. 1-202-783-0241, kassoff@pbworld.com
In many areas around the world, highway planners and designers are recognizing that meeting community, environmental, and aesthetic requirements must be on a par with meeting the functional requirements of safety and capacity. As this becomes common practice, we are seeing that additional costs, if any, are typically far outweighed by the benefits and increased public support that are gained.

Highways are a major physical presence in the areas they traverse. Their impacts on surrounding communities are significant and long-standing. Unfortunately, sufficient care has not always been taken to ensure that the design of a highway enhances the aesthetic and environmental quality of its surroundings.

The highway design process has traditionally emphasized achieving required functionality at the lowest possible cost. While this goal remains important, it has become increasingly clear that other factors contribute equally to gaining acceptance for highway improvements. Paying close attention to environmental impacts; committing to avoid, minimize and/or mitigate these impacts to the maximum extent possible; and even finding ways to provide environmental improvements over existing conditions have become prerequisites for winning local community and environmental resource agency support. Also, the visual impacts of a highway project-how well it fits into its setting, how pleasing its appearance, how compatible it is with its neighbors-have come to have a major bearing on the project's acceptance or rejection.

Context is the Key

Transportation planners and highway design professionals are increasingly aware that the basic process by which highway improvements are planned and engineered is changing. They are embracing the notion that environmental and aesthetic issues, once treated as "externalities," must be dealt with as an integral part of the process from the outset. In other words, the entire design process must become more context sensitive.

The key to context sensitive design is having a thorough understanding of the context itself. This concept is more subtle than might be first imagined. There is the obvious visible, physical context that is quite important, but there is also a not-so-obvious context of values, culture, tradition, politics and expectations. This is the context of people-stakeholders who in one way or another are affected by the implementation of a project. Understanding both contexts-visible and invisible-is essential to producing a successful design in any medium.

Substantive and continuous interaction with affected stakeholders in the planning, environmental, and design phases of major projects is one way to ensure that the "context" becomes clearly defined. In fact, in the U.S. this interaction has become a requirement for projects to remain eligible for federal funds. Beyond federal requirements, however, involving the public in the process is the right thing to do and the smart thing to do. [Ed. note: See also
"Best Practice Community Consultation: Advice to Project Managers" by Fiona Court.]



There is no better way to build public trust than to establish open two-way communication in a project's earliest stages. Context sensitive design with active community involvement will not win over those who are unalterably opposed to a project, but it can help to gain the support of others who want to be certain that their concerns are being addressed adequately. It will also strengthen prospects for the project with environmental permitting agencies and elected officials.

Will Context Sensitive Design Sizzle or Fizzle? Issues of Standards, Liability and Cost

Mention the term "context sensitive design" to a highway design engineer and you're likely to evoke one of three reactions:

  • "...A positive approach that helps win support for essential
    projects."
  • "...It undermines a proven engineering approach and
    compromises safety."
  • "...It's nothing new, we've been designing highways that
    way for years."
Few highway designers have nothing to say about the subject. Among their most significant concerns are questions of standards, safety, liability and cost. These concerns must be addressed if the philosophy of context sensitive design is to gain broad acceptance in the highway community.

Standards and Safety. Fortunately, resources that foster context sensitive design are already available to highway designers and owners. For a number of years in many European countries, great attention has been given to the aesthetics of highway design and how it fits into the landscape. In the UK, for example, a number of documents are used, such as the Highways Agency's The Good Roads Guide, which consists of six sections with a total of fifteen parts that relate to considerations such as land form and alignment, nature conservation management, archaeological mitigation, and much more. In addition, the National Assembly for Wales has published design guides on roads in lowland areas and roads in Upland Areas. [Ed note: see also "Flexibility in the Geometric Design of UK Highways," by Ian Wilson.]

In the U.S., the American Association of State Highway and Transportation Officials (AASHTO) green book of highway design standard includes considerable flexibility to accommodate context sensitive goals as well as safety goals. Hopefully, future updates of the green book will formally embrace the key principles and concepts of context sensitive design.

In 1998, the Federal Highway Administration (FHWA) demonstrated support for context sensitive design with its publication of "Flexibility in Highway Design," which contained numerous examples of the kind of flexibility already inherent in the AASHTO green book. An AASHTO task force is working on development of additional chapters on liability and safety intended to address deficiencies perceived with the FHWA "Flexibility" document.

Liability. When standards are considered and reasonable engineering judgments are made and documented, concerns over liability can be minimized. The goals of a forgiving system for drivers are not inconsistent with the goals of context sensitive design as long as the design is in harmony with both driver and community expectations.

In the U.S., a key issue involves potential liability for not adhering strictly to maximum achievable green book standards. This is a sensitive point with designers who may have spent hours preparing for litigation that challenges their professional judgment and competence, and exposes them and their employers to financial damages and sanctions. Not a pleasant experience!

The key to the liability question has always been what is achievable within reason. It is not possible to apply maximum standards in all situations. We build tunnels with no shoulders. In mountainous areas, we accept steeper grades and sharper curves. In urban areas, we accept lower speeds and narrower lanes. It is common to adjust design standards-and driver expectancy-based upon context.

Making tradeoffs and applying engineering judgment have always been essential components of the highway design process. When achieved with engineering skill that clearly reflects a driver- expectancy approach and a concern for safety, such judgments are not likely to be found deficient.

Cost. The cost factor is, of course, another major consideration. Designs that are sensitive to the environment and aesthetically pleasing are not always achieved at the absolute lowest cost. On the other hand, increased costs to implement designs in harmony with the natural and human environment are typically only a small percentage of the total project cost.

For example, coordinating and, where appropriate, integrating the design and surface treatment of retaining walls, sound barriers, bridge piers and abutments can provide a significant aesthetic benefit without affecting costs dramatically. Moreover, the benefits generally outweigh any increased costs in terms of public and resource agency acceptance, particularly if contentious and costly delays can be avoided.

Heading in the Context Sensitive Direction

In many European countries, context sensitive design has been embraced and practiced for several years. In the U.S., AASHTO's immediate past president, Tom Warne from Utah, embraced context sensitive design as one of his emphasis areas. AASHTO Executive Director, John Horsley, is a strong advocate as well. With this policy level support from AASHTO's leadership and from FHWA, and with the Subcommittee on Design developing additional material that the majority of design engineers can buy into, it is generally expected that the philosophy underlying context sensitive design will take root in the U.S.

To help the process along, National Cooperative Highway Research Program (NCHRP) project 15-19 is producing a guide for the "Application of Context Sensitive Design Principles." NCHRP 20-7/114 is looking at "Context Sensitive Design for Integrating Highway and Street Projects with Communities and the Environment," and NCHRP 15-22 is addressing "Safety Consequences of Flexibility in Highway Design."

In his recent report to AASHTO, Parker Williams, Maryland's State Highway Administrator and chair of a training steering committee to advance context sensitive design, reported significant efforts are under way in more than half of the states toward implementing context sensitive design practices. The Departments of Transportation in five states--Connecticut, Kentucky, Maryland, Minnesota and Utah-have agreed to "pilot" the advancement of context sensitive design principles and practices and to serve as models for other transportation agencies throughout the U.S. (see next article).

While it would be a mistake to assume that context sensitive design will reflect the mainstream among highway designers in the immediate future, what seems clear is that the trend among design engineers throughout the world is to take more of a context driven approach when developing alternatives and searching for solutions. The continuing challenge will be to achieve such solutions while satisfying reasonable safety and functional requirements.

In the final analysis, context sensitive design involves common sense. There is an undisputed need for safety in the design of highways. There is an accepted need for standards. There must be consistency and uniformity in the application of traffic signs and markings so they mean the same thing no matter where they are applied. Costs must be kept within reasonable bounds. But none of these ideas is incompatible with the concept of producing highway designs that are, in the end, sensitive to and in harmony with the context in which they reside.

Around the world, highway designers can also rely on the talents of colleagues in related disciplines, and the opportunity for dialogue with and feedback from constituents and stakeholders to contribute to making context sensitive design the preferred way of developing a project.

As PB’s Highway Program Area Manager, Hal Kassoff has actively promoted the concept of context sensitive highway design. working with several PB professionals who have volunteered their time, he is sponsoring development of a reference guide, Concepts in ContextualHighway Design, for use by PB and its clients. Hal served as state highway administrator in Maryland for 12 years before joining PB. During that time, he was a champion for “humanizing” the highway environment. Under his leadership and since then, Maryland’s state highway administration has been recognized with numerous awards for environmental sensitivity and aesthetic designs.

[Ed note. This article was adapted from an article that appeared in the February 2000 issue of Roads and Bridges and another that appeared in the January/February 2000 issue of World Highways.]

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