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Making Better Communities Through Contextual Infrastructure Planning
March 2001 • Issue No. 49 • Volume XVI • Number 1
Land Use and Growth Management
Land Use and New Starts: A National Assessment
By G.B. Arrington, Portland, Oregon 1-503-274-2298, arrington@pbworld.com
An early advocate of strengthening the links between land use and transit, the author worked with Congress and with the U.S. Federal Transit Administration (FTA) to help craft FTA's land use criteria. In this article, he provides a comprehensive review of how the transit industry views these criteria.

Transit and land use planning is a great example of that old saying: Watch out what you wish for, it might come true. Transit agencies have long postulated that new rail starts combined with supportive land use policies can have a positive impact on both shaping development around transit stations and shaping our communities.

Until the passage of the Intermodal Surface Transportation Efficiency Act (ISTEA) of 1991 in the U.S. and related lobbying by the transit industry, land use could be talked about locally, but it was not taken into direct consideration in the Federal Transit Administration's (FTA's) rating of proposed new starts projects. This situation began to change officially in 1994, and in the FY 2000 Annual Report on New Starts, 42 projects from across the country saw land use help determine their fate in the federal funding game. Aside from adequate local financial capacity, land use is the most important factor FTA considers when recommending to Congress which projects merit federal funding. I have seen projects move to the front of the federal funding queue because they include comprehensive land use planning.

Land use performance is rated on a five-point scale based on six factors:
  • Existing land use
  • Containment of sprawl
  • Transit-supportive corridor policies
  • Supportive zoning near transit stations
  • Tools to implement land use policies
  • Track record of performance.
National Survey: Does The Policy Make a Difference?

In March 2000, in cooperation with FTA, we developed a survey that the American Public Transportation Association (APTA) distributed to all 42 projects that were in FTA's new starts pipeline. The survey sought to determine:
  • What difference the land use criteria have made
  • With the door open to land use, if transit projects were living up to the promise
  • What FTA and local agencies could do to improve the rating criteria and the rating process.
The 19 respondents to the survey indicated that the land use criteria are having their desired effect. By better than a 9-to-1 margin, transit agencies believe that the land use rating they received was fair and, just as hoped for, 84 percent believe that their ability to undertake and implement land use has been enhanced by including land use in the new starts process.

Eighty-four percent of respondents to an American Public Transportation Association survey believe that their ability to undertake and implement land use has been enhanced by the Federal Transit Administration including land use in the new starts process
The survey showed significant differences in the level of transit- friendly land use planning and development between systems seeking to extend an existing rail line and those working on their first line. It highlighted that where new rail systems are planned, a big learning curve exists to get the technical and political capacity needed to reshape land use in place. One implication may be the need to start paying attention to land use earlier in the project development cycle so that when FTA is making funding recommendations, those systems have a better chance of getting the "special consideration" that comes with good land use.

Areas for Attention

The survey also proved valuable in highlighting some ways that FTA and local agencies can improve the rating criteria and the rating process, particularly as they apply to:
  • Giving greater consideration to changes in land use policy and performance when rating projects
  • Emphasizing the importance of micro level design to integrate transit facilities into the communities they are designed to serve.
Where to Put the Emphasis: Current or Future Land Use? There was some concern that the criteria inherently had an East Coast bias because they heavily weigh existing land use patterns for making the rating. That concern raises an interesting policy trade-off. Is the policy intended to encourage shifts in land use to make it more transit-friendly or reward existing land use conditions that already favor transit?

A majority of the cities in the new starts pipeline are growing western and Sunbelt (southern and southwestern U.S.) cities where land use patterns are often not transit-friendly, so the case could be made that the policy should give more weight to reshaping future land use. After all, if the majority of new projects will be in these communities, doesn't it make sense in choosing between a Phoenix, a Houston or a Charlotte? When rating land use in the context of rail, the main point is the future-building communities. By thinking about future patterns, the places that have policies that will most likely create strong transit land use patterns are the ones that should be rewarded.

Need to Look at the Micro Level. Part of the challenge in rating land use is that one rating applies to the entire system. The corridor- wide view misses the micro level, where transit and land use integration is the most critical and largely in the control of the local transit agency. For example, transit station design arguably is as important as corridor land use, yet it gets no attention in the evaluation. There is a real opportunity for FTA leadership in emphasizing the importance of pedestrian connections, the integration of transit stations into adjacent communities, and the location of parking in the design of transit facilities. Those micro level conversations can help to set the tone for success on a broader scale.


Figure 1: FTA Land Use Policy helped advance these programs and policies.

Implications for the Future

Transit agencies report they are undertaking a broad range of activities in response to the new starts land use criteria. All the systems with an existing rail line and 86 percent of the aspiring new starts' cities have something underway. A breakdown of the active transit agencies have underway in response to the FTA criteria is shown in Figure 1.

According to the transit industry, FTA's land use evaluation is on target and starting to produce the desired results. At the same time, there is a disparity between the "have" and "have not" systems-those that are planning extensions and those that are planning their first line ever-that needs to be addressed to make sure the process works for everyone. Part of the answer lies in starting the examination of land use earlier in the project development process.

G. B. Arrington was an early advocate of strengthening the link between land use and transit. He worked with Congress to help craft the relationship of transit and land use, and took the lead for the transit industry in working with FTA, helping to write what is now the FTA's land use criteria. G.B. has been with PB since October 1999. He is the Land Use Program Manager for the Land Use Resource Center and is a national resource for transit oriented development.
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